Annual Focus Event on Registrant Regulation Conduct & Compliance 2017

Be on top of CMRA, Best Interest Standards, Fintech, and Cybersecurity’s Reforms. Are you ready? Given the scope of the Fintech changes and the CSA proposals on best interest standards, this year is not the time to fall behind on your implementation schedule. From best interest standards to the reform on mutual fund fees, the upcoming regulations are likely to leave you no time to play catch-up. Hear from the top regulators in the country and stay on top of your compliance process. Designed for all categories of registrant, take back to your office strategies to: • Improve your compliance culture • Enable your Fintech strategy • Implement AML amendments • Perfect your reporting under CRM2 • Protect against cyber threats Know your requirements and achieve compliance excellence!