Advanced Investment Funds Compliance and Other Legal Issues 2011
October 5 - 6, 2011
多伦多 , 加拿大
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Highlights:
*Developing an appropriate compliance program
*Investment performance
*How to apply the ongoing review process to your specifi c fi rm needs
*Maintenance of required books and records
*Anticipating potential areas of concern
*Fund manager registration and compliance rules
*Fund audits and dispute settlement
*Recent court decisions of the federal Privacy Commissioner
*Case management best practices and strategies
Participating Organizations:
*Bank of Nova Scotia
*Borden Ladner Gervais LLP
*Brandes Investment Partners
*Capital International Asset Management (Canada) Inc.
*CNSX Markets Inc.
*Crawley Meredith Brush LLP
*Deloitte
*Fasken Martineau DuMoulin LLP
*Invesco Trimark Ltd.
*Ontario Securities Commission
*Osler, Hoskin & Harcourt LLP
*PricewaterhouseCoopers LLP
*Stikeman Elliott LLP
*Wildeboer Dellelce LLP
*Developing an appropriate compliance program
*Investment performance
*How to apply the ongoing review process to your specifi c fi rm needs
*Maintenance of required books and records
*Anticipating potential areas of concern
*Fund manager registration and compliance rules
*Fund audits and dispute settlement
*Recent court decisions of the federal Privacy Commissioner
*Case management best practices and strategies
Participating Organizations:
*Bank of Nova Scotia
*Borden Ladner Gervais LLP
*Brandes Investment Partners
*Capital International Asset Management (Canada) Inc.
*CNSX Markets Inc.
*Crawley Meredith Brush LLP
*Deloitte
*Fasken Martineau DuMoulin LLP
*Invesco Trimark Ltd.
*Ontario Securities Commission
*Osler, Hoskin & Harcourt LLP
*PricewaterhouseCoopers LLP
*Stikeman Elliott LLP
*Wildeboer Dellelce LLP
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Advanced Investment Funds Compliance and Other Legal Issues October 5 - 6, 2011