Annual Regulatory Compliance for Financial Institutions 2012

Learn How to Meet Your Increasingly Complex and Expanding Regulatory Demands and Stay Compliant!
Hear directly from the Regulators. Exchange Compliance Best Practices. Develop Solid Risk Management Strategies.

The Regulatory Compliance for Financial Institutions event provides a forum unique to Canada in which to interact and learn from the key regulators and financial services industry, legal and consulting experts. Join us this November to ensure that you have the necessary tools to develop, implement and test the effectiveness of your risk management programs. Learn to exceed the expectations of the regulators and insulate your institution against the business risks of a cyclical global economic climate.

The 18th Annual Regulatory Compliance for Financial Institutions event will take place on November 13 and 14, 2012, in the heart of Toronto’s financial district. This year’s event once again will bring together banking and insurance professionals to share and learn best compliance practices to protect and advance the interests of your financial institution. In addition to the regulators participating in past events including FINTRAC, FCAC, DICO, Office of the Privacy Commissioner of Canada, this year we are pleased to have representatives from IIROC and FSCO as speakers. Join your colleagues and competitors to gain the most practical and current compliance information, as well as future trends directly from the regulators and leading experts to shape the way you conduct your business.