Annual SECURITIES REGULATION AND COMPLIANCE 2012
October 23 - 24, 2012
Toronto , Canada
Attend The Canadian Institute’s 22nd Securities Regulation and Compliance event to ensure that you have the information and tools necessary to seamlessly respond to untested new regulations, and to prepare for fresh initiatives and emerging issues.
Speakers faculty composed of securities regulatory authorities and transactional leaders, legal and compliance practitioners across Canada and the U.S. will provide you with this year’s most salient information on topics including:
• KEY IMPACTS OF THE U.S. DODD-FRANK ACT on Canadian and cross-listed companies and regulators
• NEW, PROPOSED AND EMERGING REGULATORY ISSUES being addressed by Canadian and U.S. regulatory authorities: What are the key take-aways, and what must be implemented to stay compliant?
• EMERGING M&A TRENDS: Analysis of the buoyant M&A marketplace, with a focus on the extractive industries
• CRITICAL CORPORATE GOVERNANCE issues: Managing say-on-pay, proxy voting, executive compensation, board composition, shareholder activism and more
• IMPLICATIONS of the emerging market issuer review in light of the growing emerging market economies
• Keynote Speakers
Naizam Kanji,Prema Thiele,Kevin Fine,Tom Graham,Susan Greenglass,Sylvie Lalonde,Winnie Sanjoto,Johanna Superina and many more.
Who You will meet
• Regulators
• Securities and Corporate Lawyers in Private Practice
• General Counsel, In-House Counsel, Chief Legal Officers
• Compliance Officers
• Securities industry Executives, Managers, Dealers, Brokers, Transfer Agents and Professionals
• Chief Financial Officers, Chief Executive Officers, Internal Auditors, Controllers
• Directors and Officers
• Corporate Secretaries
• Underwriters and Issuers
• Corporate and Commercial Investors
• Investment Portfolio Executives and Dealers
• Mutual Fund and Pension Fund Managers
Speakers faculty composed of securities regulatory authorities and transactional leaders, legal and compliance practitioners across Canada and the U.S. will provide you with this year’s most salient information on topics including:
• KEY IMPACTS OF THE U.S. DODD-FRANK ACT on Canadian and cross-listed companies and regulators
• NEW, PROPOSED AND EMERGING REGULATORY ISSUES being addressed by Canadian and U.S. regulatory authorities: What are the key take-aways, and what must be implemented to stay compliant?
• EMERGING M&A TRENDS: Analysis of the buoyant M&A marketplace, with a focus on the extractive industries
• CRITICAL CORPORATE GOVERNANCE issues: Managing say-on-pay, proxy voting, executive compensation, board composition, shareholder activism and more
• IMPLICATIONS of the emerging market issuer review in light of the growing emerging market economies
• Keynote Speakers
Naizam Kanji,Prema Thiele,Kevin Fine,Tom Graham,Susan Greenglass,Sylvie Lalonde,Winnie Sanjoto,Johanna Superina and many more.
Who You will meet
• Regulators
• Securities and Corporate Lawyers in Private Practice
• General Counsel, In-House Counsel, Chief Legal Officers
• Compliance Officers
• Securities industry Executives, Managers, Dealers, Brokers, Transfer Agents and Professionals
• Chief Financial Officers, Chief Executive Officers, Internal Auditors, Controllers
• Directors and Officers
• Corporate Secretaries
• Underwriters and Issuers
• Corporate and Commercial Investors
• Investment Portfolio Executives and Dealers
• Mutual Fund and Pension Fund Managers
Venue
Location: Toronto Marriott Bloor Yorkville
The Toronto Marriott Bloor Yorkville hotel is located in the heart of downtown's fashionable Yorkville District. Heighten your senses and prepare to be purely enlightened with our Yorkville, Toronto..
1-416-961-8000
Related events
Annual SECURITIES REGULATION AND COMPLIANCE October 23 - 24, 2012
