October 5 - 6, 2011    Toronto , Canada
Highlights:
*Developing an appropriate compliance program
*Investment performance
*How to apply the ongoing review process to your specifi c fi rm needs
*Maintenance of required books and records
*Anticipating potential areas of concern
*Fund manager registration and compliance rules
*Fund audits and dispute settlement
*Recent court decisions of the federal Privacy Commissioner
*Case management best practices and strategies

Participating Organizations:
*Bank of Nova Scotia
*Borden Ladner Gervais LLP
*Brandes Investment Partners
*Capital International Asset Management (Canada) Inc.
*CNSX Markets Inc.
*Crawley Meredith Brush LLP
*Deloitte
*Fasken Martineau DuMoulin LLP
*Invesco Trimark Ltd.
*Ontario Securities Commission
*Osler, Hoskin & Harcourt LLP
*PricewaterhouseCoopers LLP
*Stikeman Elliott LLP
*Wildeboer Dellelce LLP

Venue

Location: Metropolitan Hotel
Contact 108 Chestnut Street , Ontario CANADA M5G 1R3 Toronto , Canada
(416) 977-5000

Related events

Advanced Investment Funds Compliance and Other Legal Issues October 5 - 6, 2011